Diesel Locomotive
EMD SD40-3
EMD
Also known as: SD40-3, EMD SD40-3
Photographs (2)
Technical specifications
History
The SD40-3 is not a factory-built locomotive but rather a designation applied to various rebuilding programs that upgraded existing SD40-2 units with modernized components and systems. The designation follows the informal industry convention of appending a "3" suffix to indicate a rebuilt or significantly upgraded locomotive, though it carries no official standing in EMD's product lineup. Rebuilding programs of this kind became increasingly common from the 1990s onward as railroads sought to extend the service lives of their large fleets of SD40-2s rather than invest in new locomotive purchases. The SD40-2 had proven itself an exceptionally durable and reliable platform during its years of original production, making it a logical candidate for life-extension overhauls. Several railroads and third-party rebuilders undertook programs that produced locomotives carrying the SD40-3 designation, with the work typically performed at railroad-owned shops or contracted rebuild facilities. The scope of these rebuilds varied considerably from one program to another, but the common thread was the retention of the original C-C truck arrangement and the 3,000-horsepower rating while improving the locomotive's reliability, fuel efficiency, and compatibility with modern railroad operating practices. Some programs involved the replacement of aging 20-cylinder engines from SD45 or SD45-2 donors with 16-cylinder 645-series prime movers, effectively bringing those locomotives up to SD40-2 mechanical standards while receiving updated electrical and control systems. The total number of units carrying some form of the SD40-3 designation has been estimated at roughly 200 or more, though the informal and varied nature of the designation makes a precise count difficult. The SD40-3 and similar rebuild designations represent a broader trend in North American railroad operations during the 1990s and 2000s, when the economics of locomotive rebuilding often compared favorably to new unit acquisition. The underlying SD40-2 platform, having been produced in enormous quantities and proven in heavy service across virtually every class of railroad operation, provided an ideal foundation for such programs. Many rebuilt units continued to serve regional railroads, shortlines, and industrial operators well into the 21st century, demonstrating the fundamental soundness of the original design.
Technical notes
The SD40-3 retains the core mechanical architecture of the SD40-2 from which it is derived, including the six-axle C-C wheel arrangement riding on HT-C trucks and a DC traction system. The prime mover is the EMD 645E3, a turbocharged 16-cylinder version of the 645-series engine producing 3,000 horsepower, which is the same basic engine specification as the standard SD40-2. The most significant technical changes introduced during SD40-3 rebuilds typically involve the control and electrical systems, with microprocessor-based controls commonly replacing the older analog systems originally fitted to the SD40-2. These updated controls generally improve wheel slip management and overall tractive effort, enhancing adhesion performance relative to the original configuration. Beyond the control system upgrades, SD40-3 rebuilds often included reconditioning or replacement of traction motors, upgraded wiring and electrical cabinets, and attention to the cooling and air handling systems that had accumulated wear over decades of service. Because the designation was applied by individual railroads and rebuild shops rather than by EMD as a factory designation, the precise specifications of any given SD40-3 can vary depending on the goals and resources of the particular program that produced it. Some units received relatively minimal updates focused on reliability, while others underwent more comprehensive overhauls approaching a thorough remanufacture of the locomotive around its original frame and trucks. The result is a family of locomotives sharing a common name but representing a range of rebuild philosophies applied to one of the most successful diesel-electric designs in North American railroad history.
Operating railroads
▶Buffalo & Pittsburgh Railroad(13 units)
| Road Numbers | Qty | Built | Notes |
|---|---|---|---|
| (3330) | — | — | |
| (3332) | — | — | |
| 3063 | 1 | — | |
| 3064 | 1 | — | |
| 3323 | 1 | — | |
| 3328 | 1 | — | |
| 3331 | 1 | — | |
| 3333 | 1 | — | |
| 3341 | 1 | — | |
| 3342 | 1 | — | |
| 3343 | 1 | — | |
| 3344 | 1 | — | |
| 3345 | 1 | — | |
| 3346 | 1 | — | |
| 3396 | 1 | — | |
| Above SD40-2s built by GMDD in Canada | — | — |
▶Canadian National Railway(18 units)
| Road Numbers | Qty | Built | Notes |
|---|---|---|---|
| (See Note 59 for lineage of #5930-5955) | — | — | |
| 6000s (other) | 1 | — | |
| 6003 & 6006 | 1 | 5, ?/69 | Nee CN 5092 & 5134 |
| 6007 & 6008 | 1 | 4/69, 2/71 | Nee CN 5084 & 5166 |
| 6013-6015 | 3 | 8, 5, 4/68 | Nee CN 5059, 5045 & 5042 |
| 6016-6018 | 3 | 1/68, ?/69, 11/67 | Nee CN 5026, 5111 & 5014 |
| 6019-6020 | 2 | 2, ?/69 | Nee CN 5076 & 5114 |
| 6022-6023 | 2 | 3/68, 9/69 | Nee CN 5039 & 5099 |
| 6024-6025 | 2 | ?/68, 3/71 | Nee CN 5029 & 5172 |
| 6027-6028 | 2 | ?/69, 12/69 | Nee CN 5113 & 5124 |
| GTW 5930-5933 | — | 3/75 | -- |
| GTW 5934 & 5936-37 | — | 3/75 | -- |
| GTW 5938 & 40-41 | — | 3, ?/71, 12/69 | -- |
| GTW 5942-5944 | — | ?/71, ?/69, 1/70 | -- |
| GTW 5945-5947 | — | ?,12/71, 12/69 | -- |
| GTW 5948-5950 | — | 9/71, ? | -- |
| GTW 5951-5953 | — | ?/71, ?/69, 9/67 | -- |
| GTW 5954-5955 | — | 4,8/71 | -- |
| IC 6200 | — | 12/75 | Ex-ICG SD40-2 6031 < nee IC SD40-2 6031 |
| IC 6202 & 6203 | — | 11/76 | #6202 assigned to shover service; ex-IC 6150 & 6154 < nee BN SD40-2 6766 & 6774 |
| IC 6204 | — | 11/76 | Ex-IC 6146 < nee BN SD40-2 6755 |
| IC 6250 | — | 19xx | Ex-IC 6159 < nee BN 6771; #6250 wears "OLS" scheme |
| IC 6251 & 6252 | — | 19xx | Ex-IC 6133 & 6116 < nee BN 6725 & 6772; #6252 wears "OLS" scheme |
| IC 6253 | — | 19xx | Ex-IC 6160 < nee BN 6772 |
| IC 6254 | — | 19xx | Ex-IC 6143 < nee BN 6752 |
| IC 6255 & 6256 | — | 11, 12/76 | Ex-IC 6157 & 6148 < BN 6767 & 6757 |
| IC 6261, 6263 & 6264 | 1 | 11/76 | Ex-IC 6144, 6150 & 6147 < BN 6753, 6759 & 6756 |
| SD40-2/3s wear CN color scheme, except 6203 and 6250 | — | — |
▶Canadian Pacific Locomotives(19 units)
| Road Numbers | Qty | Built | Notes |
|---|---|---|---|
| 5100-5109 | 10 | -- | Rebuilt for hump / yard service |
| 5101-5109 | 9 | 2017-2018 | Delivered; (see Note A3 for lineage) |
▶CSX Transportation(4329 units)
| Road Numbers | Qty | Built | Notes |
|---|---|---|---|
| 4000-4090 | 91 | -- | (See Note #40) |
| 4225-33 35-37 | 4193 | -- | (See Note #40) |
| 4285-4299 | 15 | -- | (See Note #40)' missing 4294, 4298 |
| 4323-4333 | 11 | -- | -- |
| 4372-4379 | 8 | -- | Delivered; CSX 4378 is ex-NS 3425 |
| 4380-4390 | 11 | -- | Delivered |
| GP40-2 (EMD) | — | 766069-??? | 4-5/77 |
▶Kansas City Southern Locotives(10 units)
| Road Numbers | Qty | Built | Notes |
|---|---|---|---|
| (689) | — | 6/1980 | Retired |
| (691) | — | 6/1980 | Retired |
| 3162 | 1 | 9/1971 | Re-#d from SD40 629:2 < nee SCL 2033; wears Belle scheme |
| 3165 | 1 | 3/1971 | Ex-KCS 676 < nee KCS 631; wears Belle scheme |
| 3205 & 3206 | 1 | 1/72 | Wear Belle scheme; ex-KCS 642 & 643 |
| 3219 | 1 | 11/1972 | Ex-KCS 656 |
| 610 | 1 | 3/67 | -- |
| 646 | 1 | 1/1972 | -- |
| 651 | 1 | 11/1972 | -- |
| 652 | 1 | 11/1972 | -- |
| 661 | 1 | 1/1974 | Wears grey scheme; unit is OOS and is being used as parts source |
| 695 & 697 | 1 | 2, 3/1969 | Ex-QNSL SD40 200 & 202 |
| All SD40-3's are in the Belle scheme, except KCS 3219 | — | — | |
| SD40-3s are painted in the railroad's "Belle" scheme, unless otherwise noted | — | — |
▶Wisconsin Central Ltd.(6 units)
| Road Numbers | Qty | Built | Notes |
|---|---|---|---|
| 6904, 6908 | 2 | 8/71 | Ex-GFCX 6034, 6038 < nee CN 5202, 5198; to QGRY 6904, 6908 |
| 6913, 6920 | 2 | 1/70, 7/71 | Ex-GFCX 6043, 6050 < nee CN 5135, 5190; to QGRY 6913, 6920 |
| 6941, 6949 | 2 | 3/71 | Ex-GFCX 6071, 6069 < nee CN 5168, 5170; to DMVW 6071, 6069 |